RISK IN BUSINESS DOWNLOADS

1. Index to Compliance File
2. Risk Management Plan
3. Business Continuity Management Plan
4. Conflict of Interest Policy & Register
5. Complaints Resolution Policy & Register
6. Due Diligence Management Policy
7. Disaster Recovery Plan
8. New Business Register
9. Premature Cancellation Register
10. Compliance Review & Update Control Checklist
11. POPI - Management Policy on the Protection of Personal Information
12. PAIA (Protection of Access to Information Act)Manual
12.1 PAIA-Request for Access to Information Register
13. TCF (Treating Customers Fairly) Management Information Tool
14. Termination of Agreement or Business
15. FICA Risk Management and Compliance Programme For FSPs 2018
MANAGE YOUR RISK IN BUSINESS
MANAGE YOUR RISK WITH CLIENTS
MANAGE YOUR RISK WITH YOUR EMPLOYEES

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